DATE/TIME: 5/10/2022 8:45 AM GMT -5:00 (DST)
WHERE: Zoom Webinar (Virtual)

United States
CONTACT: FPA Houston

FPA of Houston, in conjunction with our outstanding 2022 Platinum and Gold partners will be hosting our 2nd Annual virtual ‘SUPER CE DAY’ on
Tuesday, May 10th. Attendees will be able to come and go any of the FIVE sessions of their choice and each session will qualify for 1 CE credit
. Attendees do not have to pre-specify the sessions you plan to attend. A single Zoom link will be sent that you will use for any and all sessions. You must attend sessions in their entirety in order to receive the unique CE code
that will be provided at the end of each session. CE credits applied for include: 5 CFP, CPA, CIMA & 1 TDI.
2022 CE Day Event Fees

FPA Members (any FPA chapter)

$20

FPA Houston 2022 Season Ticket Holders

$0

Non-Members

$50

Corporate Partners / Sponsors
Complimentary ($0)

Sponsor
Time
CE
Topic & Speaker
Description

8:45 – 9:00 AM

Welcome & opening remarks

9:00 – 9:50 AM
1 CFP, CPA, CIMA

Building a Back Office as the Foundation for Delivering Comprehensive Financial Planning

Louis Retief
BCom, Finance & Business Technology Management
Co-Founder & CEO
Hubly

Fundamental innovations in new technology have spurred a sudden and rapid reinvestment into the financial advisory firm’s back office. The new focus is on driving business process automation, digital transformation of the client experience, and the need to address the talent gap by keeping back office workers happy and productive. This is resulting in fundamental innovations in how CFP’s need to deliver investment, retirement, tax, and estate planning services. In this program, we will cover the best practices to build a foundation to support the delivery on the principal knowledge topics for your CFP services at your firm.

9:50 – 10:00 AM

Break

10:00 – 10:50 AM
1 CFP, CPA, CIMA, TDI

You Inherited an IRA…Now What?

Joe Ross, ChFC, CLU, CRC
VP – Sales Productivity &
Business Development

Infused with SECURE Act observations that have changed the IRA landscape, you will learn how to help IRA beneficiaries optimize their IRA inheritance. The SECURE Act forces beneficiaries to pay taxes on their inherited IRA within 10 years, and beneficiaries can’t do a Roth Conversion…but they can do THIS! Learn how to give IRA beneficiaries the advantages of a Roth Conversion, and learn things you didn’t know about how the SECURE Act affects IRA legacies.

10:50 – 11:00 AM

Break

11:00 – 11:50 AM
1 CFP, CPA, CIMA

Details & topic coming soon!

The Kelso Group, Powered by APM

11:50 AM – 12:30 PM

Lunch Break

12:30 – 1:20 PM
1 CFP, CPA, CIMA

Managing Equities in a Rapidly Evolving Environment

Larry Cordisco
Co-Chief Investment Officer – Core Equity & Portfolio Manager
Osterweis Capital Management

Markets have struggled so far in 2022, weighed down by a combination of persistent inflation, Fed tightening, the war in Ukraine, and residual effects of the pandemic. Going forward, investors need to be prepared for continued volatility and more potential downside, as equities are trading near historically high valuations while the market grapples with continued economic uncertainty, rising interest rates, and fears about margin compression.

In this presentation, Larry Cordisco, Lead Portfolio Manger for Osterweis Fund and Osterweis Growth Income Fund, will set out a framework for evaluating key indicators related to measuring economic fundamentals and cover how active management can help advisors move beyond value/growth and secular/cyclical narratives. He will also discuss why it is critical in challenging markets to focus on high-quality businesses with underappreciated growth drivers that are resilient to a wide range of economic outcomes.

1:20 – 1:30 PM

Break

1:30 – 2:20 PM

1 CFP, CPA, CIMA

Investing in an ETF Structure

Althea Trevor, CFA
Head of Equity Portfolio Strategies & VP

Dimensional Fund Advisors

In this session we will explore how Dimensional plans to implement its investment approach inside an ETF structure. Topics covered include the role of authorized participants in creating and redeeming shares, the implications of the ETF bid-ask spread in the secondary market, and how Dimensional can rebalance cost-effectively in an ETF structure.

2:20 – 2:30 PM

FPA closing comments & CE details